The Office of Compliance and Training within OHSRP is responsible for coordinating review and management of Reportable Events that occur during the conduct of Intramural Research Program (IRP) human subjects research (HSR) activities. We are also available to answer questions about event reporting in general and about completing Reportable New Information (RNI) forms in PROTECT .
Other responsibilities of the Office of Compliance and Training include:
What are the responsibilities of the Office of Human Subjects Research Protections (OHSRP) office of Compliance and Training?
The OHSRP office of Compliance and Training is responsible for the following:
How do I contact the office of Compliance & Training?
You can contact the office of Compliance & Training email for questions and information.
What is a Reportable New Information (RNI) Smart Form?
A RNI Smart Form is the communication method used to submit specific protocol-related events that require expedited reporting in PROTECT.
Which research events need to be reported to the IRB (OHSRP Compliance and Training) in an expedited timeframe when NIH is the Reviewing IRB?
Reportable events, from an NIH HRPP perspective, are those that occur during the course of human subjects research that require notification to the NIH IRB. For the purposes of NIH policy, reportable events that require expedited reporting include non-compliance, unanticipated problems involving risks to participants or others (also referred to as UPs), major deviations, deaths related or possibly related to research activities, new information that might affect the willingness of participants to enroll or continue participation in the study, and suspension or termination of research activities, , including holds on new enrollment, placed upon the research by the Study Sponsor, NIH or IC leadership, or any regulatory agency. Additional information about these events that require expedited reporting using the RNI Smart Form in PROTECT, is provided below.
What is the difference between Major vs. Minor Protocol Deviation?
What research-related events are examples of Major Protocol Deviations?
What research-related events are examples of Minor Protocol Deviations?
Which research events also need to be reported to the NIH IRB (Compliance and Training) by NIH investigators in an expedited timeframe when NIH is the not the Reviewing IRB?
Which research-related events do not require expedited reporting and can be reported at the time of Continuing Review (CR)?
Investigators must provide the following information to the IRB in summary format at the time of continuing review, or when otherwise specifically requested by the IRB. Investigators should provide a high-level summary of these events that have occurred since the time of the last IRB review and not a line-item listing:
What happens once I have submitted a RNI Smart Form in PROTECT?
How do I know if need to report an event to the IRB in an expedited time frame or, alternatively, at the time of Continuing Review (CR)?
Who do I contact if I have questions about an event form?
Any questions about an event form can be sent via e-mail to OHSRPCompliance@od.nih.gov. You will be provided a response within 24 hours, Monday-Friday except for federal holidays.
Where can I get step by step instructions about completing an RNI Smart Form?
Refer to the section titled “Create and Submit Reportable New Information” in the PROTECT NIH Researcher’s Guide.
Are there any specific/additional considerations that should be taken into account when completing an RNI Smart Form?
When do I report research-related events for my FDA regulated study?
How do I know if I need to submit IND Safety Reports to the NIH IRB?
Information regarding when IND Safety Reports should be submitted with a RNI Smart Form. Information about how Safety Reports should be classified in the RNI Smart Form (UP vs. New Information) can be found in the OHSRP website FAQs related to IND Safety Report Submissions.
What is the responsibility of the Research Compliance Review Committee (RCRC)?
I am the PI for a study for which an event has been referred to the RCRC. What does this mean and what should I expect?
What happens if a participant on my study expresses concerns about the conduct of the study?
What happens if a participant on my study expresses concerns about the conduct of the study and wants to talk with someone other than the study team?
Where can I find human subjects research (HSR) training requirements if I am an investigator on a protocol overseen by the NIH IRB.
How can I see if investigators on my protocol are up to date on the required human subjects research training?
Information on how to check required training records can be found at the Training FAQs link on the OHSRP website.
What should investigators on protocols overseen by the NIH IRB do in order to come into compliance with NIH policy if their human subjects research training has expired?
If the investigator is covered by the NIH FWA, they should click on the green box labeled “CITI Training” on the NIH CITI Training page to gain entry to the NIH CITI portal and complete the required CITI course/refresher.
Where can I find information about policy and processes related to obtaining informed consent on my protocol so that I can be compliant and avoid deviations from the required processes?
We welcome ideas from the IRP community for future educational materials and training sessions, so send us your ideas! Please also feel free to contact us with any questions via the link to our mailbox below.
For questions and additional information, please contact: OHSRPCompliance@od.nih.gov
Margaret Sanders, RN MSN MA CIP
Director, Compliance & Training
Brenna Hansen, BSN MSHS RN OCN®
Compliance & Training Analyst